The fast-paced nature of proprietary trading means that firms need agile and responsive regulatory technology that can flex and scale with their operations accordingly. As regulatory pressures increase, eflow can help firms to implement robust solutions that reduce the risk of manipulative behaviour while streamlining operational processes.
Proprietary trading firms trade at high volume and speed, which puts them high on the FCA, SEC, FINRA and CFTC's market abuse agenda. Market surveillance software checks every order across venues for spoofing, layering, wash trades and marking the close. eflow's Trade Surveillance solution achieves this through its use of AI and machine learning that cuts false positives, so even a lean compliance team can keep pace with the trading desk.
This means that their ability to demonstrate robust and well executed compliance processes is a core requirement, particularly in light of more enforcement action being taken for operational shortcomings.
eflow’s holistic regulatory technology enables firms to strengthen their governance controls while also automating and streamlining their compliance processes. This helps to reduce the workload of over-burdened compliance teams and help them to focus their attention on high priority tasks.
Monitor all trading activity for signs of manipulative behaviour, including front running, insider trading, personal account dealing and many more.
Utilise eflow’s highly detailed reporting functionality to generate insights and management information that can be shared with key stakeholders across your firm.
Generate highly contextualised regulatory reporting from one system thanks to integrated supplementary information including news and market events.
Remove the need for the type of manual reporting processes that strain resources, increase costs, and lead to gaps in your regulatory reporting – eflow’s automated workflows will do all the heavy lifting for you.
"We were particularly impressed by eflow’s market behaviour analysis tools which examine movements by looking at micro factors and global events combined. This more holistic approach can be a better way to examine market activity to differentiate between standard market changes and fraudulent behaviour."
Simplify, streamline and strengthen your trade surveillance through the most flexible and feature-rich solution available on the market today.
Simplify, streamline and strengthen your trade surveillance through the most flexible and feature-rich solution available.
Multi-channel eComms monitoring and archiving, revealing the intent and context surrounding every trade.
Demonstrate compliance with Best Execution legislation and uncover commercial insights.
Centralises and automates all transaction reporting, from EMIR and MiFIR reporting to robust error handling and submission processes.
