Fund managers are under increasing pressure to demonstrate that their regulatory processes are robust and fit for purpose. However, this is often easier said than done against a backdrop of challenges that can include complex data management and enrichment requirements.
As the regulatory obligations of Fund Managers become increasingly complex, firms need to ensure that their regulatory technology is sophisticated enough to meet their obligations under rules from SEC, CFTC, FINRA, and MiFID II.
eflow’s market-leading solutions have been designed to adapt to your firm’s precise needs. Whether that’s managing multiple asset classes, cross-jurisdictional trading, or particularly complex trading lifecycles, you have the peace of mind of knowing that your regulatory processes will stand up to scrutiny.
eflow’s functionality uses supplementary information including news and market events to provide highly contextualised regulatory reporting from one system.
Improve data sharing and communications between compliance, risk, and legal teams through eflow’s case management functionality, streamlining investigations and resolving issues transparently.
Utilise eflow’s highly detailed reporting functionality to generate insights and management information that can be shared with key stakeholders across your firm.
Remove the need for the type of manual reporting processes that strain resources, increase costs, and lead to gaps in your regulatory reporting – eflow’s automated workflows will do all the heavy lifting for you.
“RBC Brewin Dolphin has used TZTS for trade surveillance for over six years. We consider a vendor relationship to be more than just a company providing a product; we look for vendors who are committed to product and customer service improvement. eflow fit that requirement perfectly.”
Scalable, end-to-end regulatory solutions that can be configured precisely and deployed rapidly.
Simplify, streamline and strengthen your trade surveillance through the most flexible and feature-rich solution available.
Multi-channel eComms monitoring and archiving, revealing the intent and context surrounding every trade.
Demonstrate compliance with Best Execution legislation and uncover commercial insights.
Centralises and automates all transaction reporting, from EMIR and MiFIR reporting to robust error handling and submission processes
