Browse our team’s thoughts and opinions on the latest news spanning transaction reporting, market abuse, trade surveillance and much more.
eflow, a leading provider of regulatory compliance technology for financial services, today announces 23% client growth in 2025.
eflow, a leading provider of regulatory compliance technology, today announced further enhancements to its TZEC platform, a comprehensive suite of eComms archiving and surveillance tools to help financial institutions meet their global regulatory obligations.
The FCA has published a Portfolio Letter warning CFD brokers of critical regulatory risks.
A summary of the key regulatory trends that emerged from the XLoD Summit in London.
eflow's quarterly review of the regulatory enforcement action taken by global regulators.
Identifying and managing market abuse is a highly complex challenge. Many asset and wealth managers are turning to technology as a tool to enhance their regulatory oversight and control.
US regulators, led by the SEC and CFTC, have made headlines in recent years through their aggressive enforcement actions to safeguard market integrity.
In a move that mirrors the stance of US regulators, the FCA surveying UK banks to find out more about the role off-channel comms play in their businesses.
The TZEC platform ingests data from multiple digital sources to detect suspicious behaviour and mitigate market abuse
eflow’s quarterly review of enforcement action from around the globe for H1 2024.
In the first two months of 2024, nearly $400 million in fines have been enforced by global financial regulators.
Regulators are increasingly putting emphasis on holistic surveillance, meaning firms need to integrate trade and eComms data in a single surveillance system.
TZ suite, with enhanced eComms module sits alongside company’s solutions: trade surveillance, best execution & transaction cost analysis, integrated suite of regulatory compliance tools
In wake of recent market volatility, Financial Conduct Authority published an update on approach to market abuse & manipulation monitoring & enforcement Jun 21 2022
Impact of rising interest rates, supply chain issues & record levels of inflation being felt across markets globally. This volatility, requires new approach to trade surveillance.
FCA Market Watch 69 includes Dynamic parameters - test records differently based on factors such as asset class, volatility or liquidity May 17, 2022
UK based vendor eflow Global partner with messaging & comms archiving solution provider TeleMessage enhances scope of eComms data in data library. Apr 10, 2022
eflow has partnered with IP Sentinel for the purposes of e-Comms surveillance.
