From alerts to assurance: Proving market abuse control effectiveness
The third in our series of webinars with ComplyLens explores practical ways for firms to demonstrate the efficacy of their market abuse controls and trade surveillance strategies. Our panel of experts will discuss what information regulators expect firms to present as part of their investigations, how to link your MARA to your book of work, and practical ways that firms can test, refine and demonstrate the effectiveness of your trade surveillance calibrations.
Hosted by our panel of industry experts:
Conor O'Donoghue - Head of Surveillance, EMEA & APAC, MarketAxess
Simon Tweddle - Managing Director, Shapes First
Ben Parker - Chief Executive, eflow
Ankur Mehta - Chief Executive, ComplyLens
