Details
U.S. regulators have led the way for both the volume and severity of their enforcement action in recent years. 2024 was no exception, with 119 enforcement actions and $1.67bn in fines being issued to firms for regulatory failings.
eflow's latest research report analyses the key trends impacting market abuse and trade surveillance strategies in North America. The ongoing regulatory focus on eComms surveillance, the surge in fines for failures of trade surveillance processes, and the increasing impact of AI from both a trading and compliance perspective are just some of the topics we explore.
Based on enforcement data gathered between 2019 to 2024, detailed analysis of regulatory policy, and the thoughts and opinions of more than 300 regulatory professionals worldwide, U.S. Trends in Market Abuse and Trade Surveillance 2025 is an essential resource for any compliance professional.
Whats included?
- Analysis of market abuse enforcement by U.S. regulators from 2019-2024
- Key enforcement case studies showing how U.S. regulators are responding to abusive trading
- Analysis of how U.S. regulatory enforcement compares to other jurisdictions
- Thoughts and opinions gathered from 300+ surveillance and compliance professionals
- An examination of how both regulators and regulated firms are utilizing and adapting to new technologies such as AI and digital assets
- Expert predictions on how the regulatory landscape will evolve amidst political, economic and social turbulence
