Details
Compliance in 2024 was marked by two key developments: a sharp increase in regulatory enforcement for market abuse fines, and the rapid development and adoption of new AI technologies.
As enforcements surged to $1.8 billion, compliance teams and traders alike have been in an arms race to adopt the latest, most powerful technology, attempting to stay ahead of the curve.
These parallel developments have prompted the question: how is AI impacting market abuse and trade surveillance, both as a tool for detection and a weapon for bad actors?
Whats included?
- An examination of how AI technologies are being harnessed in trade surveillance
- A detailed exploration of the risks that AI causes for compliance teams
- Analysis of the benefits of adopting an AI-enhanced surveillance strategy
- A discussion of challenges and best practices for AI adoption
- How AI co-pilots can help surveillance teams
- How LLM models can aid in eComms surveillance
