trade surveillance

The challenge

With Mirae’s UK business expanding rapidly in terms of complexity and breadth, Tin and his team needed to manage increasingly complex regulatory obligations that required a flexible and forward-looking compliance approach. As a result, Mirae needed to source technology solutions that would satisfy their need for simultaneous, retrospective and forward-looking regulatory reporting.

THE SOLUTION

The solution

Having initially selected eflow’s technology to support their transaction reporting requirements, Mirae now also use our trade surveillance solution as part of their holistic regulatory strategy.

In addition to the flexibility and scalability of eflow’s technology, Tin highlighted our willingness to work collaboratively with the wider Mirae team throughout the onboarding and system testing process, which has helped strengthen our partnership.

1

Trust

eflow's collaborative and agile approach to the project quickly gained Mirae's confidence.

2

Credibility

The eflow team was able to demonstrate our expertise and ability to add value to Mirae's regulatory strategy.

3

Onboarding

We worked hand in hand with Mirae to deliver an efficient onboarding and system testing experience.

Feedback

Client testimonial

“eflow has a good reputation and that was one of the first reasons that we got in touch. Upon meeting the team, it became apparent that eflow’s technology offered us the functionality and configurability that we needed as a business. However, we also found that our ambitious growth plans were very much aligned with eflow’s, so there was a natural fit between us and how we wanted to work together.”

Tin Lau
Chief Risk & Compliance Officer, Mirae Asset Securities